全球价值链嵌入的生产率效应:影响与机制分析

全文 (2111 KB)

世界经济 ›› 2017, Vol. 0 ›› Issue (7) : 28-51.

吕越^1,2, 黄艳希^1,2, 陈勇兵²

作者信息 +

The Effect of Global Value Chain Embeddedness on Productivity:An Analysis of its Impact and Mechanism

Lv Yue^1,2, Huang Yanxi^1,2, Chen Yongbing²

Author information +

文章历史 +

摘要

本文采用2000-2006年中国工业企业数据库、中国海关进出口数据库的微观企业数据以及2001-2011年世界投入产出数据库（WIOD）与中国工业企业数据库的合并数据，考察了全球价值链嵌入的生产率改善效应。我们发现，参与全球价值链可以有效提高中国企业的生产效率，且全球价值链嵌入与企业的生产效率改进存在"倒U型"关系。同时，企业参与全球价值链会通过中间品效应、大市场效应以及竞争效应改善其生产率。经验研究结论支持了上述3个全球价值链的生产率改善机制，但随着中国企业与发达国家的技术距离缩短，上述3个机制的改善效应会逐渐消失或减弱，从而可能面临价值链"低端锁定"风险。此外，全球价值链嵌入的生产率效应在国有企业和加工贸易企业中不显著。

Abstract

Based on the firm-level data of "Annual Surveys of Industrial Firms from the National Bureau of Statistics (NBS) of China", "Chinese Customs Transaction-level Trade Data" from 2000 to 2006, the merged data of "World Input-Output Database" (WIOD), and "Chinese Industrial Firm Database" from 2001 to 2011, this paper examines the productivity effect of the global value chain embeddedness. We find that participation in the global value chain can effectively improve the productivity of firms, and the GVC embeddedness and productivity improvement have an inverted "U-shape" relationship. Meanwhile, firms can gain productivity improvement from participating GVC through the intermediate effect, the big market effect and the competition effect. Empirical results support the above three productivity improvement mechanisms. However, when the technology gap between our firms and the ones in developed countries is shortened, the improvement through the above three mechanisms disappears or diminishes, in which situation firms face the risk of "Low-end Locking Dilemma" of GVC. In addition, the productivity effects of GVC embeddedness on state-owned firms and processing-trade firms are not as significant as those of other firms and industries.

导出引用

吕越, 黄艳希, 陈勇兵. 全球价值链嵌入的生产率效应:影响与机制分析[J]. 世界经济, 2017, 0(7): 28-51

Lv Yue, Huang Yanxi, Chen Yongbing. The Effect of Global Value Chain Embeddedness on Productivity:An Analysis of its Impact and Mechanism[J]. The Journal of World Economy, 2017, 0(7): 28-51

中图分类号： C23 D24 F14 F61

参考文献

程大中(2015):《中国参与全球价值链分工的程度及演变趋势——基于跨国投入-产出分析》,《经济研究》第9期。
吕越、吕云龙(2016):《全球价值链嵌入会改善制造业企业的生产效率吗——基于双重稳健倾向得分加权估计》,《财贸经济》第3期。
吕越、罗伟、刘斌(2015):《异质性企业与全球价值链嵌入:基于效率和融资的视角》,《世界经济》第8期。
聂辉华、江艇、杨汝岱(2012):《中国工业企业数据库的使用现状和潜在问题》,《世界经济》第5期。
平新乔、范瑛、郝朝艳(2003):《中国国有企业代理成本的实证分析》,《经济研究》第11期。
孙学敏、王杰(2016):《全球价值链嵌入的"生产率效应"——基于中国微观企业数据的实证研究》,《国际贸易问题》第3期。
王玉燕、林汉川、吕臣(2014):《全球价值链嵌入的技术进步效应——来自中国工业面板数据的经验研究》,《中国工业经济》第9期。
姚洋、章奇(2001):《中国工业企业技术效率分析》,《经济研究》第10期。
张少军、刘志彪(2013):《国际贸易与内资企业的产业升级——来自全球价值链的组织和治理力量》,《财贸经济》第2期。
Ackerberg,D.A.;Caves,K.and Frazer,G."Identification Properties of Recent Production Function Estimators."Econometrica,2015,83(6),pp.2411-2451.
Aghion,P.;Harris,C.;Howitt P. and Vickers,J. "Competition, Imitation and Growth with Step-by-Step Innovation." Review of Economic Studies, 2001, 68 (3),pp. 467-492.
Amiti, M. and Konings, J. "Trade Liberalization, Intermediate Inputs, and Productivity:Evidence from Indonesia."The American Economic Review, 2007, 97(5), pp.1611-1638.
Antràs, P. and Chor,D."Organizing the Global Value Chain." Econometrica,2013, 81, pp. 2127-2204.
Baldwin, J. and Yan, B. "Global Value Chains and the Productivity of Canadian Manufacturing Firms, Economic Analysis." Statistics Canada Economic Analysis Research Paper Series, No.090, 2014.
Brancati, E.; Brancatib, R. and Marescab A."Global Value Chains, Governance, and Upgrading Processes:Firm-Level Evidence from Italy." University of Venice Ca'Foscari working paper, 2014.
Chiarvesio, M.; Di Maria, E. and Micelli, S. "Global Value Chains and Open Networks:The Case of Italian Industrial Districts."European Planning Studies, 2010, 18(3), pp. 333-350.
Chor, D.; Manova, K. and Yu, Z. "The Global Production Line Position of Chinese Firms." mimeo, Stanford University, 2014.
Costinot, A.; Vogel, J. and Wang, S."An Elementary Theory of Global Supply Chains." Review of Economic Studies,2013, 80(1),pp.109-144.
Domar, E. D. "Capital Expansion, Rate of Growth, and Employment."Econometrica,Journal of the Econometric Society, 1946, pp.137-147.
Fally,T."On the Fragmentation of Production in the U.S." University of Colorado-Boulder Working Paper,2011.
Gereffi, G. "Beyond the Producer-driven/Buyer-driven Dichotomy the Evolution of Global Value Chains in the Internet Era." IDS Bulletin, 2001,32(3),pp. 30-40.
Gereffi, G.; Humphrey, J. and Sturgeon, T. J."The Governance of the Global Value Chains." Review of International Political Economy, 2005, 12(1),pp.78-104.
Harrod, R. F. "An Essay in Dynamic Theory."The Economic Journal, 1939, 49(193), pp.14-33.
Hicks, J. The theory of wages. London:Macmillan, 1932.
Hirano,K. and Imbens, G. W. "The Propensity Score with Continuous Treatments." UC Berkeley and NBER, 2004.
Humphrey, J. and Schmitz, H. "Governance and Upgrading:Linking Industrial Cluster and Global Value Chain Research." Brighton:Institute of Development Studies (IDS) working paper No. 120, 2000.
Humphrey, J. and Schmitz,H. "How does Insertion in Global Value Chains Affect Upgrading in Industrial Clusters."Regional Studies, 2002, 36(9),pp.1017-1027.
Kee, H. L. and Tang,H."Domestic Value Added in Exports:Theory and Firm Evidence from China." The American Economic Review, 2016, 106(6),pp.1402-1436.
Kelly, W. "International Technology Diffusion."Journal of Economic Literature, 2004, 42(3),pp.752-782.
Koopman, R.; Wang, Z. and Wei, S. J. "Estimating Domestic Content in Exports When Processing Trade is Pervasive." Journal of Development Economics, 2012, 99(1),pp. 178-189.
Krugman, P. "Increasing Returns and Economic Geography."Journal of Political Economy, 1991, 99(3),pp. 483-499.
Levinsohn, J. and Petrin, A. "Estimating Production Functions Using Inputs to Control for Unobservable." Review of Economic Studies, 2003, 70(2),pp.317-341.
Olley, G. S. and Pakes, A. "The Dynamics of Productivity in the Telecommunications Equipment Industry." Econometrica, 1996, 64(6),pp.1263-1297.
Porter, M.E.The Competitive Advantage of Nations. New York:Free Press, 1990.
Solow, R. M."A Contribution to the Theory of Economic Growth."The Quarterly Journal of Economics, 1956, 70(1), pp.65-94.
Swan, T. W."Economic Growth and Capital Accumulation."Economic Record, 1956, 32(2), pp.334-361.
Teece, D. J. "Technological Change and the Nature of the Firm." In G. Dosi; C. Freeman; R. Nelson; G. Silverberg and L. Soete eds., Technical Change and Economic Theory. London:Pinter, 1988.
Upward, R.; Wang, Z. and Zheng, J. "Weighing China's Export Basket:The Domestic Content and Technology Intensity of Chinese Exports." Journal of Comparative Economics, 2013, 41(2),pp.527-543.
WTO."Trade and Development:Recent Trends and the Role of the WTO. " World Trade Report,2014.
Wang, Z.; Wei,S. and Z."Quantifying International Production Sharing at the Bilateral and Sector Levels." NBER Working Paper, No.19677, 2013.

基金

国家自然科学基金项目（71503048）、国家自然科学基金面上项目（71673083）及霍英东教育基金会第十四届高等院校青年教师基金基础性研究课题（141085）的资助。

全文 (2111 KB)

2010

Accesses

Citation

Detail

段落导航

摘要
Abstract
关键词
Key words
引用本文
参考文献
基金

选择文件类型/文献管理软件名称

选择包含的内容

摘要

Abstract

关键词

Key words

引用本文

{{custom_sec.title}}

{{custom_sec.title}}

参考文献

{{custom_fnGroup.title_cn}}

脚注

基金

出版日期
2017-07-10
发布日期
2017-08-05

模态框（Modal）标题

选择文件类型/文献管理软件名称

选择包含的内容

摘要

Abstract

关键词

Key words

引用本文

{{custom_sec.title}}

{{custom_sec.title}}

参考文献

{{custom_fnGroup.title_cn}}

脚注

基金